Warren Black
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America N.A.Apr 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2023 to now
- UnemployedOct 2022 to Mar 2023
- Equitable Advisors, LLCFeb 2021 to Oct 2022
- UnemployedAug 2020 to Feb 2021
- Liongate Business AcquisitionsAug 2020 to Aug 2020
- Grassroots Kitchen & TapMay 2020 to Aug 2020
- The Australian Heritage HotelJan 2020 to Mar 2020
- UnemployedOct 2019 to Jan 2020
- Stormcloud Brewing CompanyJun 2019 to Oct 2019
- Grassroots Kitchen & TapJan 2019 to Jun 2019
- DadaabcJun 2018 to Dec 2018
- The Australian Heritable HotelJan 2018 to Jun 2018
- Australian Stockman Hall of Fame and Outback Heritage CenterJun 2017 to Dec 2017
- The Village TavernSep 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7319381
- Firm CRD
- 7691