Sean Gillis
Investment adviser representative at Northrock Partners, LLC
15 yearsExperience
1 stateRegistered in
$12.2BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- Northrock Partners, LLCJul 2025 to now
- Ameriprise Financial Services, LLCApr 2022 to Jul 2025
- J.P. Morgan Securities LLCApr 2021 to Apr 2022
- JPMorgan Chase Bank, N.A.Nov 2019 to Apr 2021
- Sierra InsulationOct 2018 to Nov 2019
- Clearent Payment ProcessingJul 2018 to Sep 2018
- Spring MobileJul 2011 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Northrock Partners, LLC
$12.2BAssets managed
4,811Clients
92Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7318468
- Firm CRD
- 167908