Joseph Fleming
Investment adviser representative at Park Avenue Securities LLC
14 yearsExperience
19 statesRegistered in
CFP® certificationDesignation
$19.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Park Avenue Securities LLCMay 2021 to now
- Guardian Life Insurance CompanyFeb 2021 to now
- KeybankJan 2012 to Feb 2021
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 19 states (AZ, CA, CO, FL, GA, IA, IL, KY, MD, MI, MO, NC, NY, OH, PA, SC, TX, UT, VA).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7317292
- Firm CRD
- 46173