Yan Liu
Investment adviser representative at TD Private Client Wealth LLC
13 yearsExperience
1 stateRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- TD Private Client Wealth LLCMar 2026 to now
- TD Bank N.A.Mar 2026 to now
- HSBC Bank USA, N.A.Mar 2024 to Mar 2026
- HSBC Securities (USA) IncMar 2024 to Mar 2026
- J.P. Morgan Securities LLCOct 2022 to Mar 2024
- JPMorgan Chase Bank, N.A.Oct 2022 to Mar 2024
- UnemployedOct 2021 to Sep 2022
- HSBC Bank USA, N.A.Dec 2020 to Sep 2021
- Eazzy ConsultingOct 2020 to Dec 2020
- UnemployedApr 2020 to Sep 2020
- Baruch CollegeJan 2018 to Mar 2020
- Pace UniversitySep 2017 to Dec 2017
- Ef Language SchoolFeb 2017 to Aug 2017
- Fudan UniversityJul 2013 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7317056
- Firm CRD
- 164484