Adele Kates
Investment adviser representative at Morgan Stanley
8 yearsExperience
1 stateRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Morgan StanleyJun 2024 to now
- D.A. Davidson & Co.Feb 2024 to May 2024
- Missionsquare Investment ServicesOct 2023 to Feb 2024
- Missionsquare RetirementOct 2023 to Feb 2024
- Manning & Napier Investor Services, Inc.Nov 2020 to Oct 2023
- Manning & Napier Advisors, LLCOct 2020 to Oct 2023
- Monroe County Office of Probation - Community CorrectionsMay 2020 to Sep 2020
- U.S. House of RepresentativesJun 2019 to May 2020
- UnemployedFeb 2019 to May 2019
- Policy Research Associates, Inc.Apr 2017 to Feb 2019
- UnemployedFeb 2017 to Apr 2017
- Monroe Community CollegeJan 2016 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (VA).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7316925
- Firm CRD
- 149777