Brett Shelby Ellis
Investment adviser representative at Lanark Financial, Inc.
13 yearsExperience
6 statesRegistered in
$1.8BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Lanark Financial, Inc.Jun 2024 to now
- Northwestern Mutual Investment Services LLCJun 2021 to now
- Northwestern Mutual Life Insurance CompanyJan 2021 to now
- Ellis Precision LLCJan 2023 to Dec 2023
- StudentAug 2010 to Dec 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 6 states (AL, AR, FL, GA, MO, TX).
Lanark Financial, Inc.
$1.8BAssets managed
3,576Clients
68Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7316654
- Firm CRD
- 17870