Caroline Kate Applewhite
Investment adviser representative at Columbia Management Investment Advisers, LLC
10 yearsExperience
1 stateRegistered in
$502.4BFirm assets
40 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Columbia Management Investment Advisers, LLCNov 2024 to now
- Columbia Management Investment Distributors, Inc.Jun 2024 to now
- Morgan StanleyMay 2022 to Aug 2022
- Morgan StanleyMay 2021 to Aug 2021
- Morgan StanleyDec 2020 to Jan 2021
- Babson CollegeAug 2020 to May 2024
- Boca Raton High SchoolAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (MA).
Columbia Management Investment Advisers, LLC
$502.4BAssets managed
4,251Clients
201Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7316586
- Firm CRD
- 108257