Wange Liu
Investment adviser representative at Prospect Financial Services LLC
12 yearsExperience
1 stateRegistered in
$431MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Prospect Financial Services LLCApr 2026 to now
- LPL Financial LLCMar 2026 to now
- Musik Collab IncJan 2021 to now
- Citigroup Global Markets Inc.Jun 2022 to Jan 2024
- Globalink Securities, IncJul 2021 to Apr 2022
- Transpacific Financial, Inc.Aug 2014 to May 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Prospect Financial Services LLC
$431MAssets managed
613Clients
9Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7316117
- Firm CRD
- 314154