James Joseph Henry
Investment adviser representative at 49 Financial
11 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Oakwood Capital Securities, Inc.Jul 2024 to now
- 49 FinancialJan 2023 to now
- 49 Wealth Management LLCJan 2023 to now
- Purshe Kaplan Sterling InvestmentsJan 2021 to Jul 2024
- Thrivent Advisor Network, LLCJan 2021 to Dec 2022
- University of Illinois UrbanaAug 2020 to Dec 2020
- UnemployedOct 2019 to Aug 2020
- Heartland Bank and Trust CompanyFeb 2019 to Oct 2019
- Mosser's ShoesOct 2017 to Mar 2019
- Blain's Farm and FleetJul 2015 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7315953
- Firm CRD
- 319484