Erica Chavez
Investment adviser representative at LPL Financial LLC
22 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Financial LLCApr 2024 to now
- Self-employed/edge Investment SolutionsNov 2020 to now
- Cambridge Investment Research Advisors, Inc.May 2023 to Apr 2024
- Cambridge Investment Research, Inc.Nov 2020 to Apr 2024
- Emmaus UniversityJun 2018 to Jan 2020
- Self-employed/the Life Group Financial ServicesApr 2018 to Nov 2020
- Dubuque Community School DistrictAug 2017 to May 2018
- Emmaus UniversityAug 2016 to May 2018
- Hy-veeJul 2014 to Aug 2017
- Self-employedAug 2004 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (IA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7313911
- Firm CRD
- 6413