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Shaun Pattison Griffin

Investment adviser representative at Commonwealth Financial Network
10 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Commonwealth Financial NetworkNov 2020 to now
  2. JP Morgan Chase & CoJan 2019 to Aug 2020
  3. Mattress FirmSep 2018 to Dec 2018
  4. Cape & Islands KitchensMay 2017 to Sep 2018
  5. Northeast InteriorsDec 2016 to Apr 2017

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (MA).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7312815
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
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