Lucas Holmes
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Dec 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Morgan Stanley Private Bank, N.AMar 2021 to Oct 2024
- Morgan StanleyDec 2020 to Oct 2024
- R&r CoatingsSep 2020 to Dec 2020
- Avery Hall InsuranceJan 2020 to Jun 2020
- Travis Boardman IncDec 2019 to Jan 2020
- Gartner GroupMay 2019 to Aug 2019
- Salisbury UniversityJun 2013 to May 2020
- Salisbury University Residence LifeJun 2013 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7311049
- Firm CRD
- 7691