Michael Louis Moreno
Investment adviser representative at Captrust
12 yearsExperience
1 stateRegistered in
$1.2TFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Capfinancial Securities LLCApr 2026 to now
- CaptrustApr 2026 to now
- Vanguard Advisers, Inc.Dec 2023 to Apr 2026
- Vanguard Marketing CorporationJul 2021 to Apr 2026
- The Vanguard Group, Inc.Nov 2020 to Apr 2026
- Self-employedNov 2020 to May 2021
- Willis Towers WatsonJul 2018 to Oct 2020
- Anytime FitnessSep 2017 to Nov 2017
- Self-employedJun 2017 to Jun 2018
- Banner HealthApr 2015 to Jun 2018
- Anytime FitnessSep 2014 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NC).
Captrust
Legal name: Capfinancial Partners, LLC
$1.2TAssets managed
41,750Clients
951Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7310914
- Firm CRD
- 175112