David Enrique Marroquin
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Feb 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2022 to now
- Bank of AmericaJan 2022 to Jan 2025
- At&tOct 2021 to Jan 2022
- New York LifeNov 2020 to Sep 2021
- Anything Is Possible IncOct 2020 to Oct 2020
- UnemployedAug 2020 to Oct 2020
- Online Trading AcademyAug 2019 to Jul 2020
- Aerotek (sunpower Corp)Mar 2018 to Nov 2018
- Independent Electric SupplyJan 2018 to Jul 2019
- Creative Outreach MarketingJan 2016 to Aug 2019
- Honda of Stevens CreekApr 2014 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7309624
- Firm CRD
- 7691