Sarah Ellen Kaufman
Investment adviser representative at Great Waters Financial
11 yearsExperience
2 statesRegistered in
$1.2BFirm assets
4 yearsFirm in business
Are you Sarah Ellen Kaufman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Great Waters Wealth ManangementApr 2022 to now
- Great Waters FinancialJul 2017 to now
- Advisornet Wealth ManagementOct 2020 to Apr 2022
- Employer Solutions GroupOct 2015 to Jul 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Great Waters Financial
Legal name: Great Waters Wealth Management
$1.2BAssets managed
1,627Clients
26Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7309577
- Firm CRD
- 308215