Jody R Brown
Investment adviser representative at Principal Securities, Inc.
26 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- Principal Securities, Inc.Jun 2026 to now
- Principal Life Insurance CompanyJun 2026 to now
- Guardian Life Insurance CompanyJan 2023 to Jun 2026
- Park Avenue SecuritiesJan 2023 to Jun 2026
- Pfs Investments Inc.Nov 2020 to Dec 2022
- Primerica Financial ServicesJun 2020 to Dec 2022
- Frisco IsdAug 2000 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7308954
- Firm CRD
- 1137