Jonah Nathaniel Kaplan
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Aug 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 to now
- Cantella & Co., Inc.Jun 2022 to now
- StudentAug 2012 to now
- Cambridge Investment Research Advisors, Inc.Aug 2023 to Jul 2024
- Cambridge Investment Research, Inc.Aug 2023 to Jul 2024
- Beach DogzJun 2021 to Aug 2021
- Cantella & Co., Inc.Sep 2020 to Dec 2021
- The Dartmouth GroupJun 2020 to Aug 2020
- The Dartmouth GroupJun 2019 to Aug 2019
- Rf|binderMar 2019 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7308873
- Firm CRD
- 7691