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Nicholas Bryant Smith

Investment adviser representative at Alphastar Capital Management
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2.5BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Alphastar Capital Management, LLCDec 2020 to now
  2. Ramer Retirement ResourcesJun 2020 to now
  3. Regal Investment Advisors, LLCNov 2020 to Dec 2020
  4. Western States BankMay 2018 to Jun 2020
  5. PantheryxJan 2017 to Feb 2017
  6. University of WyomingAug 2014 to May 2019

Designations

  • CFP® certification

Exams passed

  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 2 states (FL, MN).

Alphastar Capital Management

Legal name: Alphastar Capital Management, LLC

$2.5BAssets managed
8,525Clients
155Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7308715
Firm CRD
157423
Advisor's SEC record (opens in a new tab)
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