Skip to content

Marc Ernest Neighbor

Investment adviser representative at Convergence Financial
12 yearsExperience
2 statesRegistered in
$904MFirm assets
7 yearsFirm in business

Are you Marc Ernest Neighbor? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. LPL FinancialJul 2024 to now
  2. Convergence FinancialJun 2024 to now
  3. Edward JonesNov 2020 to May 2024
  4. Sysco FoodsNov 2014 to Nov 2020

Exams passed

  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 2 states (KS, MO).

Convergence Financial

Legal name: Convergence Financial, LLC

$904MAssets managed
2,714Clients
28Advisers
7 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7308633
Firm CRD
304146
Advisor's SEC record (opens in a new tab)
CallContact this firm