Haley Cortese
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.8TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Nov 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2023 to now
- JPMorgan ChaseJul 2023 to Sep 2023
- First Republic Securities Company, LLCOct 2020 to Sep 2023
- First Republic Investment Management, IncJun 2020 to Sep 2023
- Fidelity InvestmentsJun 2019 to Jun 2020
- Wakefern Food CorporationMay 2018 to Jul 2018
- Sparkling PoolsJun 2017 to Aug 2017
- University of Rhode IslandAug 2015 to May 2019
- Peddie Aquatic CenterSep 2014 to May 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7308314
- Firm CRD
- 7691