Tristan McKinley Thoms
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Arkfeld Wealth Strategies, L.L.C.Nov 2024 to now
- Bankers Life and CasualtyMar 2024 to Sep 2024
- Not EmployedJul 2023 to Feb 2024
- TD AmeritradeOct 2020 to Jun 2023
- Not EmployedJun 2020 to Oct 2020
- Triage StaffingMar 2020 to Jun 2020
- Titan MedicalAug 2019 to Feb 2020
- Verified SeatsApr 2019 to Aug 2019
- Metropolitan Utilities DistrictMay 2017 to Aug 2017
- Scheels Sporting GoodsAug 2016 to Apr 2019
- Lawns by ThomsMar 2015 to Nov 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NE).
Arkfeld Wealth Strategies, L.L.C.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7304517
- 293175