Connor Michael Humphrey
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Wealth Foundations Partners, LLCJul 2025 to now
- Hedgeco Securities LLCSep 2024 to Jul 2025
- UnemployedApr 2024 to Aug 2024
- Drivewealth LLCDec 2021 to Mar 2024
- Fidelity InvestmentsSep 2020 to Nov 2021
- UnemployedApr 2020 to Sep 2020
- World Wide Golf ShopsJun 2018 to Mar 2020
- Lone Peak High SchoolAug 2017 to Dec 2019
- Alliance MedicalMar 2016 to Jun 2018
- Brigham Young UniversityJan 2015 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, UT).
Wealth Foundations Partners, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7303127
- 330999