James Michael Carter
Investment adviser representative at Park Avenue Securities LLC
10 yearsExperience
26 statesRegistered in
$19.6BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Park Avenue Securities LLCMar 2021 to now
- Guardian Life Insurance CompanySep 2020 to now
- RstrockSep 2019 to Sep 2020
- Trilogy Home HealthOct 2017 to Aug 2019
- Chicago MedxJan 2016 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 26 states (AL, AZ, CA, CO, CT, DC, FL, GA, IL, IN, MA, MN, MO, MS, NC, NH, NJ, NY, OH, PA, SC, TX, UT, VA, WA, WI).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7296879
- Firm CRD
- 46173