Sean Patrick Navin

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

• Financial planning
• Portfolio management
• Seminars and workshops

Experience

10 years in the industry.

1. LPL Financial LLCJul 2026 to now
2. Webster BankJul 2026 to now
3. Bank of America N.A.Nov 2022 to Jul 2026
4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2022 to Jul 2026
5. Cambridge Investment Research Advisors Inc.May 2022 to Jul 2022
6. Cambridge Investment ResearchMar 2022 to May 2022
7. J.P. Morgan Securities LLCJul 2021 to Mar 2022
8. JPMorgan Chase Bank, N.A.Jul 2021 to Feb 2022
9. Morgan StanleyJun 2021 to Jul 2021
10. UnemployedApr 2021 to Jun 2021
11. King, Prell and AssociatesNov 2020 to Mar 2021
12. Ameriprise Financial Services, LLCSep 2020 to Mar 2021
13. UnemployedJul 2020 to Aug 2020
14. American Federation of Labor & CongAug 2019 to Jun 2020
15. Eastern Ct Area Labor FederationApr 2019 to Jul 2019
16. Base Builder LLCMar 2019 to Apr 2019
17. Nuzzo and Roberts LLCOct 2018 to Feb 2019
18. UnemployedSep 2018 to Sep 2018
19. Community Legal AidAug 2017 to Aug 2018
20. Northwestern District Attorney's OfficeJul 2017 to Sep 2017
21. Axinn, Veltrop, and Harkrider LLCSep 2016 to May 2017

Exams passed

• Series 63 · Uniform Securities Agent State Law2021
• Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (CT).

LPL Financial LLC

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD

7296728

Firm CRD

6413