Shannon Lee Scott
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCSep 2022 to now
- Nfm LendingOct 2021 to Jul 2022
- Hometown Lenders IncMar 2021 to Sep 2021
- Homebridge Financial Services IncFeb 2021 to Mar 2021
- Insurances Centers of AmericaOct 2020 to Jan 2021
- T Rowe PriceSep 2020 to Oct 2020
- American Family Insurance- Amy Newland AgencyApr 2020 to Sep 2020
- American Family Insurance- Dave Karstens AgencyJun 2016 to Feb 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7295675
- Firm CRD
- 31194