Alicia Noriega
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab & Co., Inc.Sep 2025 to now
- Charles Schwab Bank, SsbSep 2025 to now
- Charles Schwab Premier BankSep 2025 to now
- Fifth Third SecuritiesApr 2023 to Aug 2025
- Fifth Third BankMar 2023 to Aug 2025
- UnemployedNov 2022 to Feb 2023
- Fidelity InvestmentsMar 2022 to Oct 2022
- J.P. Morgan Securities LLCJan 2021 to Mar 2022
- Chili's Bar & GrillApr 2018 to Jun 2018
- JPMorgan Chase Bank, N.A.Oct 2017 to Jan 2021
- The Road Inc.Sep 2017 to Oct 2017
- Denny'sAug 2017 to Sep 2017
- UltaOct 2016 to Mar 2017
- Noodles and CompanyMar 2015 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (IL).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7295634
- Firm CRD
- 5393