Maxwell Addison Luck
Investment adviser representative at Oppenheimer & Co. Inc.
10 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Oppenheimer & Co. Inc.Jun 2025 to now
- Wells Fargo Bank, NAApr 2023 to May 2025
- Wells Fargo Clearing Services, LLCApr 2023 to May 2025
- UnemployedDec 2021 to Apr 2023
- Equitable AdvisorsSep 2020 to Nov 2021
- UnemployedJul 2020 to Aug 2020
- Uc San DiegoAug 2016 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7295089
- Firm CRD
- 249