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Carringhton Alexander Powell

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Bank of America, N.A.Jul 2026 to now
  2. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
  3. JPMorgan Chase Bank, N.AJan 2025 to May 2026
  4. J.P. Morgan Securities LLCMar 2024 to May 2026
  5. CitigroupDec 2022 to Mar 2024
  6. Nylife Securities LLCMar 2021 to Nov 2022
  7. New York Life Insurance CoSep 2020 to Nov 2022
  8. Titan Fitness dba Fitness ConnectionOct 2019 to Sep 2020
  9. UnemployedMar 2014 to Sep 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2022
  • Series 65 · Uniform Investment Adviser Law2023

State registrations

Registered as an investment adviser representative in 1 state (TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7293916
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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