Tuan Duy Nguyen
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCJul 2023 to now
- Cetera Investment Services LLCJul 2023 to now
- Cambridge Investment Research Advisors, Inc.Jun 2022 to Jul 2023
- Cambridge Investment Research Inc.Jun 2021 to Jul 2023
- Steward Partners Investment SolutionsApr 2021 to Jul 2021
- Umpqua Investments, Inc.Sep 2020 to Apr 2021
- UnemployedApr 2020 to Aug 2020
- Oregon Citizen's Utility BoardJan 2020 to Mar 2020
- Columbia Cascade CompanyJul 2019 to Sep 2019
- Portland State UniversitySep 2015 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (OR).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7293884
- Firm CRD
- 105644