Alexander Shand Douglas
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaMar 2024 to now
- Pruco Securities LLCMar 2024 to Nov 2024
- Element Squared LLCMar 2021 to Mar 2024
- Guardian Life Insurance CompanyAug 2020 to Mar 2021
- Nexvision Financial GroupFeb 2020 to Jun 2021
- UnemployedMay 2019 to Aug 2020
- Vitech Industries/systems GroupFeb 2018 to Feb 2019
- Reed GroupDec 2017 to May 2019
- UnemployedNov 2015 to Dec 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (MN).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7293447
- Firm CRD
- 8733