Sofia Anna Kaldes
Investment adviser representative at Osaic Institutions, Inc.
10 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Osaic Institutions, Inc.Mar 2026 to now
- Infinex Investments, Inc.Sep 2020 to now
- Mid Penn Bank/mid Penn Financial ServicesJun 2019 to now
- Full Time Education - Kutztown UniversityFeb 2019 to May 2019
- Mid Penn BankDec 2018 to Jan 2019
- Full Time Education - Kutztown UniversitySep 2018 to Nov 2018
- Mid Penn BankMay 2018 to Aug 2018
- Full Time Education - Kutztown UniversityAug 2017 to Apr 2018
- Caddy Shack RestaurantJun 2016 to Aug 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2026
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (PA).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7293403
- Firm CRD
- 35371