John Terence Obrien
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Apr 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2021 to now
- The Vanguard Group, Inc.Sep 2020 to Apr 2021
- UnemployedMay 2020 to Sep 2020
- Finwise BankMay 2019 to Aug 2019
- Augusta NationalApr 2019 to Apr 2019
- Paulsen Real Estate CorpJun 2018 to Aug 2018
- CoreviewJun 2018 to Jun 2018
- PrestigeJun 2018 to Jun 2018
- University of South CarolinaAug 2017 to May 2020
- Jackimo Sales LLCAug 2017 to Mar 2020
- Nassau Community CollegeJan 2017 to May 2017
- Iona CollegeSep 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7293292
- Firm CRD
- 7691