Sarah Ann Southworth
Investment adviser representative at Cx Institutional, LLC
15 yearsExperience
1 stateRegistered in
$4.5BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Cx Institutional, LLCNov 2025 to now
- Cambridge Investment Research Advisors, Inc.May 2024 to Oct 2025
- Cambridge Investment Research, Inc.May 2024 to Oct 2025
- Prospera Financial ServicesAug 2020 to May 2024
- Farmers + Merchants State BankNov 2019 to Aug 2020
- CfsMay 2019 to May 2019
- UnemployedJan 2019 to Oct 2019
- The Gardens of PauldingAug 2018 to Jan 2019
- UnemployedMay 2018 to Aug 2018
- Victory Barn ChurchJul 2011 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (IN).
Cx Institutional, LLC
$4.5BAssets managed
4,560Clients
80Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7293002
- Firm CRD
- 292627