Benjamin Richard Bannon
Investment adviser representative at Janney Montgomery Scott LLC
21 yearsExperience
1 stateRegistered in
$110.1BFirm assets
55 yearsFirm in business
Are you Benjamin Richard Bannon? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Janney Montgomery Scott LLCMay 2026 to now
- Newedge Securities IncFeb 2025 to May 2026
- Hbks Wealth AdvisorsFeb 2020 to Feb 2025
- Snow Capital Management LPJan 2005 to Feb 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (PA).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7292741
- Firm CRD
- 463