William L Stephens
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Jan 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2021 to now
- UpsOct 2021 to Nov 2021
- Equitable Advisors, LLCSep 2020 to Oct 2021
- Home Depot IncAug 2020 to Oct 2020
- UnemployedMay 2020 to Sep 2020
- Inner Banks LandscapingJan 2020 to May 2020
- Farmers BankMay 2018 to Aug 2019
- East Carolina UniversityAug 2015 to May 2020
- Indian Creek Yacht ClubMay 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7292248
- Firm CRD
- 7691