Elizabeth Botti
Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- RBC Capital Markets, LLCApr 2025 to now
- J.P. Morgan Securities LLCMar 2024 to Apr 2025
- JPMorgan Chase Bank, N.A.Jan 2024 to Apr 2025
- UnemployedMay 2023 to Dec 2023
- First Republic Securities Company, LLCAug 2020 to Apr 2023
- First Republic Investment Management, IncJun 2019 to Apr 2023
- J.P. Morgan Private Wealth Advisors LLCJun 2019 to Apr 2023
- Hollow Brook Wealth Management LLCOct 2014 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 3 states (NY, TX, VI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7291968
- Firm CRD
- 31194