James Michael Vasquez
Investment adviser representative at Mutual of Omaha Investor Services, Inc.
16 yearsExperience
1 stateRegistered in
$32MFirm assets
24 yearsFirm in business
Are you James Michael Vasquez? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Mutual of Omaha Investor Services, Inc.Mar 2021 to now
- Mutual of OmahaSep 2020 to now
- Unemployed/laid OffMay 2020 to Sep 2020
- Halliburton Energy ServicesSep 2017 to May 2020
- ChickfilaMay 2015 to Sep 2017
- StudentMay 2010 to Sep 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Mutual of Omaha Investor Services, Inc.
$32MAssets managed
7,025Clients
280Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7291623
- Firm CRD
- 611