Thomas Russell Leroy
Investment adviser representative at Stratos Wealth Advisors LLC
10 yearsExperience
1 stateRegistered in
$5.6BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Stratos Wealth Advisors, LLCAug 2023 to now
- Northwestern Mutual Wealth Management CompanyJun 2022 to Jan 2023
- Russell K SchwartzbeckOct 2021 to Aug 2023
- Northwestern Mutual Investment Services LLCFeb 2021 to Jan 2023
- Northwestern Mutual Life Insurance CompanySep 2020 to Oct 2021
- UnemployedMay 2020 to Aug 2020
- Barton AssociatesJun 2019 to May 2020
- Jupiter Hills ClubOct 2018 to Jun 2019
- The Philadelphia Cricket ClubMar 2018 to Oct 2018
- UnemployedJan 2018 to Feb 2018
- StudentAug 2017 to Dec 2017
- The Country Club of RochesterMay 2017 to Aug 2017
- Business Golf InternationalJan 2017 to Apr 2017
- StudentJan 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Stratos Wealth Advisors LLC
$5.6BAssets managed
5,023Clients
69Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7291517
- Firm CRD
- 283816