Austin Rothstein
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Austin Rothstein? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCAug 2023 to now
- Cetera Wealth Services, LLCAug 2023 to now
- North Star Resource GroupNov 2020 to now
- Minnesota Life Insurance CoNov 2020 to Aug 2023
- Securian Financial Services IncNov 2020 to Aug 2023
- Cri Securities LLCNov 2020 to Oct 2021
- UnemployedMay 2020 to Nov 2020
- Grand Canyon UniversityAug 2019 to May 2020
- OptumJun 2019 to Aug 2019
- UnemployedMay 2019 to Jun 2019
- Grand Canyon UniversityAug 2018 to May 2019
- Kalifornia Pool and SpaMay 2018 to Aug 2018
- Grand Canyon UniversityAug 2017 to May 2018
- City Moving and StorageMay 2017 to Aug 2017
- Grand Canyon UniversityAug 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7290993
- Firm CRD
- 105644