Skip to content

Alex Hoffman

Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business

Are you Alex Hoffman? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. RBC Capital Markets, LLCSep 2022 to now
  2. Thrivent FinancialFeb 2021 to Aug 2022
  3. Thrivent Investment Management IncNov 2020 to Aug 2022
  4. No Wait InsideMar 2020 to Oct 2020
  5. AerotekOct 2016 to Mar 2020

Exams passed

  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 2 states (MN, TX).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7290657
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
CallContact this firm