Richard Wargo
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
Are you Richard Wargo? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, IncOct 2022 to now
- Onpoint Community Credit UnionOct 2022 to now
- Onpoint Investment ServicesOct 2022 to now
- Raymond James Financial ServicesOct 2022 to now
- MML Investors Services, LLCSep 2020 to Oct 2022
- Massmutual Life Insurance CoMay 2020 to Oct 2022
- UnemployedMar 2020 to May 2020
- West Coast Event ProductionAug 2019 to Mar 2020
- 3-point Brand ManagementAug 2018 to Jul 2019
- Infinity ImpressionsJun 2016 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (OR).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7290209
- Firm CRD
- 149018