Stephany Rosalind Bautista
Investment adviser representative at LPL Financial LLC
13 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial, LLCMar 2025 to now
- Florida Financial Advisors dba Elite Wealth AdvisorsAug 2024 to Mar 2025
- Florida Financial Advisors (dba Georgia Financial Advisors)Jul 2022 to Aug 2024
- Trinity Wealth Securities L.L.CAug 2020 to Mar 2025
- Florida Financial AdvisorsAug 2020 to Jul 2022
- UnemployedMar 2020 to Aug 2020
- Currency Exchange InternationalFeb 2019 to Mar 2020
- Target, CorpJul 2018 to May 2019
- The Family Doctors, LLCAug 2013 to Dec 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 3 states (FL, GA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7289818
- Firm CRD
- 6413