Maxwell Jay Dowdy
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCAug 2023 to now
- Cetera Wealth Services, LLCAug 2023 to now
- North Star Resource GroupAug 2020 to now
- Minnesota Life Insurance CoAug 2020 to Aug 2023
- Securian Financial Services IncAug 2020 to Aug 2023
- Cri SecuritiesAug 2020 to Oct 2021
- UnemployedJun 2020 to Aug 2020
- Mclane Co.Jan 2020 to May 2020
- O'reilly Auto PartsJun 2019 to Dec 2019
- Mclane Co.Jan 2019 to Aug 2019
- Noble Conservation SolutionsDec 2018 to Mar 2019
- Oxford Farm & GardenJun 2018 to Aug 2018
- St. Olaf CollegeAug 2016 to May 2020
- Palace Sports and EntertainmentMay 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7289453
- Firm CRD
- 105644