Mary Regina Zwaan
Investment adviser representative at Morgan Stanley
10 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyMar 2025 to now
- Morgan Stanley Smith Barney LLCMar 2025 to now
- UBS Financial Services Inc.Sep 2022 to Mar 2025
- The Vanguard Group, Inc.Aug 2020 to Sep 2022
- UnemployedApr 2020 to Aug 2020
- Emporio A Meatball JointFeb 2020 to Feb 2020
- Northside Leadership ConferenceAug 2019 to Nov 2019
- The Painted PlateDec 2018 to Aug 2019
- University of Pittsburgh Intramurals and RecreationAug 2017 to Apr 2020
- University of PittsburghAug 2016 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7288665
- Firm CRD
- 149777