Andrew Scott Toback
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
10 yearsExperience
2 statesRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedMar 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to Mar 2023
- Ameriprise Financial Services, LLCFeb 2021 to Jun 2022
- Hornor Townsend & Kent LLCSep 2020 to Jan 2021
- Penn Mutual Life Insurance CompanyJul 2020 to Jan 2021
- UnemployedJun 2020 to Jul 2020
- Lynn UniversityAug 2018 to May 2020
- Suny AlbanyAug 2016 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7288632
- Firm CRD
- 793