Carlos Talamante romo
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2024 to now
- JP Morgan Chase Bank, N.A.Mar 2024 to Aug 2024
- JPMorgan Securities LLCApr 2021 to Aug 2024
- JPMorgan Chase Bank NAApr 2021 to Mar 2024
- Goldman SachsJul 2020 to Apr 2021
- Applied Research AssociatesMay 2019 to Jul 2020
- Best BuyApr 2019 to Jun 2019
- University of New MexicoJan 2019 to May 2020
- Nm Institute of Mining & TechMay 2017 to Dec 2018
- New Mexico TechAug 2014 to Jul 2019
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (DC).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7288486
- Firm CRD
- 7691