Rafael Nieves rios
Investment adviser representative at Empower Advisory Group, LLC
6 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
6 years in the industry.
- Empower Advisory Group, LLCNov 2024 to now
- Empower Financial Services, IncDec 2022 to now
- Self-employedJan 2021 to now
- The Vanguard Group, Inc.Jul 2022 to Oct 2022
- California Lutheran UniversityAug 2021 to May 2024
- Tutor.comMay 2021 to May 2022
- US Small Business AdministrationNov 2020 to May 2022
- Equitable Advisors, LLCAug 2020 to Apr 2021
- United States Census BureauAug 2020 to Oct 2020
- UnemployedJun 2020 to Jul 2020
- David Nazarian Business and Economics (csun)Sep 2019 to May 2020
- Keller WilliamsMar 2019 to Dec 2019
- Petit Trois Le ValleyNov 2018 to Jan 2019
- Csun - Chicana/o Writing CenterJan 2018 to Jan 2019
- Sol Y LunaDec 2017 to Aug 2018
- Follett Higher Education Group, Inc.Aug 2017 to Sep 2017
- Ca State University, NorthridgeAug 2016 to May 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7285964
- Firm CRD
- 112058