John Winfred Clark
Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- RBC Capital Markets, LLCFeb 2026 to now
- Morgan StanleyMay 2025 to Feb 2026
- RBC Capital Markets, LLCFeb 2022 to May 2025
- Oppenheimer & Co.Aug 2020 to Feb 2022
- John Hancock Investment ManagementAug 2019 to Jul 2020
- John Hancock Retirement Plan ServicesApr 2018 to Jul 2019
- John Hancock Investment ManagementAug 2017 to Mar 2018
- Killingworth Cooking CompanyFeb 2014 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (ME, NH).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7283913
- Firm CRD
- 31194