David Griffin
Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
3 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you David Griffin? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- J.P. Morgan Securities LLCFeb 2022 to now
- JPMorgan Chase Bank, N.A.Feb 2022 to now
- Network Capital FundingNov 2021 to Jan 2022
- J.P. Morgan Securities LLCJul 2020 to Oct 2021
- JPMorgan Chase Bank, N.A.Sep 2018 to Oct 2021
- Second SpectrumSep 2018 to Feb 2019
- UnemployedAug 2018 to Aug 2018
- Linq Hotel and CasinoDec 2013 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 3 states (CA, NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7282358
- Firm CRD
- 79