Daniel Clarke Caissie
Investment adviser representative at LPL Financial LLC
11 yearsExperience
7 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCMar 2025 to now
- Palmer Hammond FinancialJan 2024 to Mar 2025
- The Investment Center, Inc.Jan 2024 to Mar 2025
- Palmer Hammond FinancialSep 2021 to Dec 2023
- The Investment Center, Inc.Sep 2021 to Dec 2023
- Northwestern Mutual Wealth Management CompanyJun 2021 to Sep 2021
- Northwestern Mutual Investment Services LLCNov 2020 to Sep 2021
- Northwestern Mutual Life Insurance CompanySep 2020 to Sep 2021
- UnemployedApr 2020 to Aug 2020
- Peter MillarMar 2019 to Apr 2020
- Iep TechnologiesDec 2018 to Jan 2019
- StudentSep 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 7 states (AZ, CT, FL, MA, NH, RI, SC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7281694
- Firm CRD
- 6413